TG
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Thomas Grobbel
41 Years of Experience
Birmingham, MI
2 DisclosuresBroker
Thomas Grobbel is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, MI, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Birmingham, MI
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Regulatory History (2)
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Customer Dispute
April 2009Settled
Customer Dispute
August 1987Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2024 - Present · 1 yr 8 mos
Raymond James & Associates, INC.
September 2024 - Present · 1 yr 8 mos
Raymond James & Associates, INC.Broker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2016 - September 2024 · 8 yrs 4 mos
Wells Fargo Advisors
May 2016 - September 2024 · 8 yrs 4 mos
Morgan Stanley
November 2010 - May 2016 · 5 yrs 6 mos
Morgan StanleyBroker
June 2009 - May 2016 · 6 yrs 11 mos
Citigroup Global Markets INC.Broker
September 2006 - June 2009 · 2 yrs 9 mos
Morgan Stanley
July 2006 - September 2006 · 2 mos
Morgan Stanley Dw INC.Broker
March 2001 - September 2006 · 5 yrs 6 mos
UBS Painewebber INC.Broker
May 1994 - April 2001 · 6 yrs 11 mos
Smith Barney Shearson INC.Broker
July 1993 - April 1994 · 9 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
September 1984 - February 1988 · 3 yrs 5 mos
State Registrations21 states
AZCACOCTFLILMAMIMNNCNJNYOHPASCTNTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.