Randy Baker
Randy Baker is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Rochester, MN, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
102 South Broadway, Suite 300, Rochester, MN, 55904-6522
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Regulatory History (1)
Customer Dispute
March 2013Other Business Activities
Randy is involved in several outside business activities. He works on field production for a hunting television show, rents out family farm land, and maintains a vacation rental home, dedicating a few hours per week to each activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
N.I.S. Financial Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.