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Brent Fisher

17 Years of Experience
Rochester, MN
1 DisclosureBroker

Brent Fisher is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Rochester, MN, with 17 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

102 South Broadway, Suite 300, Rochester, MN, 55904-6522

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
December 2024 - Present · 1 yr 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Woodbury Financial Services, INC.Broker
July 2007 - April 2011 · 3 yrs 9 mos
Financial Network Investment CorporationBroker
February 2007 - July 2007 · 5 mos
Financial Network Investment CorporationBroker
September 2005 - October 2006 · 1 yr 1 mo
Associated Investment Services, INC.Broker
February 2005 - October 2005 · 8 mos
Primevest Financial Services, INC.Broker
February 2002 - February 2005 · 3 yrs
Marquette Financial Group, INC.Broker
December 1997 - February 2002 · 4 yrs 2 mos
Eq Financial Consultants, INC.Broker
January 1995 - December 1997 · 2 yrs 11 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1995 - December 1997 · 2 yrs 11 mos
Dickinson & CO.Broker
May 1994 - November 1994 · 6 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brent Fisher - Financial Advisor | TrueAdvisor