AC
AC

Alan Donald Cooper

27 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
268 advisors
Number of Clients
14,305 clients
Average Client Portfolio
$387K average
Assets Under Management
$5.5B

Fee Structure

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Location

Old Saybrook, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Alan conducts financial services for retail individuals through Summit Financial Advisors LLC and American Heritage Financial, spending about 10-20% of his time on each. He also owns Bromar Realty and sells insurance to clients as needed, dedicating a few hours per week to insurance sales.

Employment History
Current Registrations
Kovack Advisors, INC.
December 2017 - Present · 8 yrs 2 mos
Kovack Securities INC.Broker
December 2017 - Present · 8 yrs 2 mos
Previous Registrations
Sii Investments, INC.
July 2009 - December 2017 · 8 yrs 5 mos
Sii Investments, INC.Broker
June 2009 - December 2017 · 8 yrs 6 mos
Questar Asset Management, INC.
January 2008 - July 2009 · 1 yr 6 mos
Questar Capital CorporationBroker
January 2008 - July 2009 · 1 yr 6 mos
On Investment Management CO
March 2006 - December 2007 · 1 yr 9 mos
The O.N. Equity Sales CompanyBroker
March 2006 - December 2007 · 1 yr 9 mos
Park Avenue Securities LLC
December 2005 - April 2006 · 4 mos
Park Avenue Securities LLCBroker
December 2005 - April 2006 · 4 mos
1717 Capital Management Company
June 2005 - July 2005 · 1 mo
1717 Capital Management CompanyBroker
March 2005 - July 2005 · 4 mos
Mutual Service CorporationBroker
October 2002 - December 2004 · 2 yrs 2 mos
Eastern Point Advisors INC.
February 2000 - October 2002 · 2 yrs 8 mos
Investors Capital CORP.Broker
January 2000 - October 2002 · 2 yrs 9 mos
H.D. Vest Investment Securities, INC.Broker
December 1987 - December 1989 · 2 yrs
State Registrations4 states
CTFLNJRI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.