VM
CFP
VM
CFP

Vincent Martino

27 Years of Experience
Old Saybrook, CT
1 DisclosureBroker

Vincent Martino is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Old Saybrook, CT, with 27 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

205 Old Boston Post Rd, Old Saybrook, CT, 06475

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History

Regulatory History (1)
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Customer Dispute
March 2022
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2022 - Present · 3 yrs 5 mos
Ameriprise Financial Services, LLC
December 2022 - Present · 3 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Prudential Financial Planning Services
August 2019 - December 2022 · 3 yrs 4 mos
Pruco Securities, LLC.Broker
July 2019 - December 2022 · 3 yrs 5 mos
Empire Asset Management CompanyBroker
January 2016 - August 2019 · 3 yrs 7 mos
Metlife Securities INC.
July 2013 - January 2016 · 2 yrs 6 mos
Metlife Securities INC.Broker
July 2013 - January 2016 · 2 yrs 6 mos
Infinex Investments, INC.
January 2013 - July 2013 · 6 mos
Infinex Investments, INC.Broker
January 2013 - July 2013 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2009 - December 2012 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2009 - December 2012 · 3 yrs 11 mos
Citigroup Global Markets INC.
July 2002 - January 2009 · 6 yrs 6 mos
Citigroup Global Markets INC.Broker
July 2002 - January 2009 · 6 yrs 6 mos
UBS Painewebber INC.
February 2001 - July 2002 · 1 yr 5 mos
UBS Painewebber INC.Broker
December 2000 - July 2002 · 1 yr 7 mos
American Express Financial Advisors INC.Broker
June 1998 - December 2000 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
June 1998 - December 2000 · 2 yrs 6 mos
R a F Financial CorporationBroker
September 1997 - December 1997 · 3 mos
State Registrations21 states
AZCACTDCFLGAMAMDMEMINHNJNVNYOHPARISCTNTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vincent Martino - Financial Advisor | TrueAdvisor