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Thomas Hutcheson

34 Years of Experience
Annapolis, MD
1 DisclosureBroker

Thomas Hutcheson is a registered investment advisor at Morgan Stanley, based in Annapolis, MD, with 34 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

410 Severn Avenue, Suite 211, Annapolis, MD, 21403

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2000 - April 2007 · 7 yrs
Morgan Stanley Dw INC.Broker
February 2000 - April 2007 · 7 yrs 2 mos
Banc of America Investment Services, INC.Broker
January 1998 - March 2000 · 2 yrs 2 mos
NationssecuritiesBroker
April 1994 - January 1998 · 3 yrs 9 mos
Metlife Securities INC.Broker
December 1987 - September 1989 · 1 yr 9 mos
Metropolitan Life Insurance CompanyBroker
December 1987 - September 1989 · 1 yr 9 mos
State Registrations41 states
ALAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHOKORPASCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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