TC
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Timothy Clark

38 Years of Experience
Winter Park, FL
1 DisclosureBroker

Timothy Clark is a registered investment advisor at Wells Fargo Advisors, based in Winter Park, FL, with 38 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

480 N Orlando Ave Ste 200, Winter Park, FL, 32789

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2019
Settled
Employment History
Current Registrations
Wells Fargo Advisors
April 2019 - Present · 7 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
January 1993 - April 2019 · 26 yrs 3 mos
UBS Financial Services INC.Broker
January 1993 - April 2019 · 26 yrs 3 mos
Lehman Brothers INC.Broker
May 1988 - January 1993 · 4 yrs 8 mos
E. F. Hutton & Company INCBroker
November 1987 - May 1988 · 6 mos
State Registrations29 states
ALAZCACOCTDEFLGAILINKSMAMDMIMOMSMTNCNJNYORPARISCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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