Laura Simon
Laura Simon is a registered investment advisor at Capital Trust and Associates LLC, based in Woodbridge, CT, with 21 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 107 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 1.00% |
Fees are negotiable and may vary from the schedule above to reflect circumstances that may apply to a specific client or account.
Fee Estimator
Location
Woodbridge, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Laura is an independent insurance agent and is licensed to sell long-term care insurance in Connecticut. This occupies a few hours per week.
Employment History
Current Registrations
Capital Trust and Associates LLC
Previous Registrations
Legacy Squared, LLC
Heritage Capital, LLC
MML Investors Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.