DD
CFP
DD
CFP
Daniel Disimile
36 Years of Experience
Thousand Oaks, CA
7 DisclosuresSells Insurance
Daniel Disimile is a CFP-designated registered investment advisor at Daniel J. Disimile CFP, LLC, based in Thousand Oaks, CA, with 36 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 55 clients with $27M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
55 clients
Average Client Portfolio
$483K average
Assets Under Management
$26.6M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Thousand Oaks, CA
Get directionsHistory
Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003Settled
Customer Dispute
July 2001Closed-No Action
Customer Dispute
July 2001Award / Judgment
Customer Dispute
June 2001Award / Judgment
Customer Dispute
January 2000Settled
Employment Separation After Allegations
August 1998Customer Dispute
July 1998Settled
Other Business ActivitiesSells Insurance
Daniel has held an insurance license in California since 1987.
Employment History
Current Registrations
Daniel J. Disimile CFP, LLC
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Brookstone Investment Advisory Services
February 2008 - June 2009 · 1 yr 4 mos
Brookstone Securities, INC.Broker
April 2006 - June 2009 · 3 yrs 2 mos
Gunnallen Financial, INCBroker
September 2003 - August 2005 · 1 yr 11 mos
Gunnallen Financial, INC
September 2003 - August 2005 · 1 yr 11 mos
AXA Advisors, LLC
May 2001 - August 2003 · 2 yrs 3 mos
AXA Advisors, LLCBroker
May 2001 - August 2003 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
October 1998 - January 2001 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1987 - September 1998 · 10 yrs 9 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.