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CFP
LA
CFP

Louis Ashamallah

LPL Financial LLC
19 Years of Experience
Thousand Oaks, CA
1 DisclosureBroker
View SEC Summary
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Louis Ashamallah is a CFP-designated registered investment advisor at LPL Financial LLC, based in Thousand Oaks, CA, with 19 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

555 Marin St Ste 140, Thousand Oaks, CA, 91360

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Louis is involved in real estate rental activities since May 2024, dedicating minimal time to it. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
April 2023 - Present · 3 yrs 6 mos
LPL Financial LLCBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
August 2014 - April 2023 · 8 yrs 8 mos
Ameriprise Financial Services, LLCBroker
August 2014 - April 2023 · 8 yrs 8 mos
UBS Financial Services INC.
July 2007 - August 2014 · 7 yrs 1 mo
UBS Financial Services INC.Broker
June 2007 - August 2014 · 7 yrs 2 mos
State Registrations9 states
AZCACOFLOHORVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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