CC
CFP
CC
CFP

Carolanne M Chavanne

30 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
173 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$216.1M

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $500K1.25%
$500K - $1000K1.00%
$1.0M - $2.0M0.75%
$2M+0.50%

Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3349 Michelson Dr, Suite 200-8E, Irvine, CA, 92612

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Prosperity Wealth Planning LLC
August 2021 - Present · 4 yrs 6 mos
Previous Registrations
Dynamic Wealth Advisors
March 2019 - September 2021 · 2 yrs 6 mos
LPL Financial LLC
May 2008 - April 2019 · 10 yrs 11 mos
LPL Financial LLCBroker
May 2008 - April 2019 · 10 yrs 11 mos
Comerica SecuritiesBroker
December 2007 - April 2008 · 4 mos
Cambridge Investment Research, INC.Broker
August 2005 - December 2005 · 4 mos
Pacific Select Distributors, INC.Broker
December 1999 - August 2003 · 3 yrs 8 mos
Regency Securities, INC.Broker
August 1999 - December 1999 · 4 mos
Fn Investment CenterBroker
January 1997 - August 1997 · 7 mos
Invest Financial CorporationBroker
January 1993 - January 1997 · 4 yrs
Van Kampen Merritt INC.Broker
August 1991 - January 1993 · 1 yr 5 mos
Linsco/private Ledger CORP.Broker
September 1988 - December 1990 · 2 yrs 3 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.