EC
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Eric Caplinger

37 Years of Experience
Venice, FL
Broker

Eric Caplinger is a registered investment advisor at Cetera Investment Advisers LLC, based in Venice, FL, with 37 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1485 E Venice Ave, Venice, FL, 34292

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Eric is a 49% owner and CEO of Cap-Snacks LLC, a high-end vending machine business.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2024 - Present · 1 yr 7 mos
Cetera Investment Services LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Capital Analysts
June 2024 - October 2024 · 4 mos
Lincoln Investment
May 2024 - October 2024 · 5 mos
Lincoln InvestmentBroker
February 2024 - October 2024 · 8 mos
Eaton Vance Distributors, INC.Broker
April 1999 - September 2023 · 24 yrs 5 mos
Quick & Reilly, INC.Broker
April 1992 - January 1999 · 6 yrs 9 mos
Painewebber IncorporatedBroker
May 1988 - February 1992 · 3 yrs 9 mos
Thomas James Associates, INC.Broker
November 1987 - March 1988 · 4 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.