MG
MG

Mark Garrod

36 Years of Experience
East Lansing, MI
Broker

Mark Garrod is a registered investment advisor at LPL Financial LLC, based in East Lansing, MI, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

311 Abbot Rd, East Lansing, MI, 48823

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark owns Mark's Woodworking Creations, a home-based business, dedicating minimal time. He also operates under several DBAs for his LPL business, spending full-time hours on these investment-related activities.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs
LPL Financial LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
CUNA Brokerage Services, INC.
July 2019 - May 2022 · 2 yrs 10 mos
CUNA Brokerage Services, INC.Broker
July 2019 - May 2022 · 2 yrs 10 mos
Cuso Financial Services, L.P.
January 2014 - July 2019 · 5 yrs 6 mos
Cuso Financial Services, L.P.Broker
December 2013 - July 2019 · 5 yrs 7 mos
Spc
October 2009 - December 2012 · 3 yrs 2 mos
Sigma Financial CorporationBroker
September 2009 - December 2013 · 4 yrs 3 mos
LPL Financial CorporationBroker
January 2007 - October 2009 · 2 yrs 9 mos
Spc
August 2002 - December 2003 · 1 yr 4 mos
Sigma Financial CorporationBroker
April 1998 - September 2005 · 7 yrs 5 mos
Princor Financial Services CorporationBroker
March 1996 - April 1998 · 2 yrs 1 mo
Fimco Securities Group, INC.Broker
April 1994 - December 1994 · 8 mos
Monex Investment Company, INC.Broker
March 1993 - March 1996 · 3 yrs
Dean Witter Reynolds INC.Broker
August 1991 - February 1993 · 1 yr 6 mos
Lehman Brothers INC.Broker
February 1988 - August 1991 · 3 yrs 6 mos
E. F. Hutton & Company INCBroker
December 1987 - February 1988 · 2 mos
State Registrations25 states
ALAZCAILINKSKYLAMAMDMIMNMONCNENVNYOHOKORTNTXVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.