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Neil Kirk is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 35 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
68 S Service Rd Ste 200, [C1-Rbo], Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 1992Award / Judgment
Employment History
Current Registrations
Wells Fargo Advisors
January 2023 - Present · 3 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
Edward Jones
November 2018 - January 2023 · 4 yrs 2 mos
Edward JonesBroker
October 2018 - January 2023 · 4 yrs 3 mos
Otr Global Trading LLCBroker
April 2012 - January 2017 · 4 yrs 9 mos
Cowen and CompanyBroker
April 2011 - October 2011 · 6 mos
Barclays Capital INC.Broker
February 2010 - February 2011 · 1 yr
Fox-Pitt Kelton Cochran Caronia Waller (USA) LLCBroker
May 2009 - December 2009 · 7 mos
UBS Securities LLCBroker
May 2000 - June 2009 · 9 yrs 1 mo
Sandler, O'neill & Partners, L.P.Broker
August 1998 - May 2000 · 1 yr 9 mos
Painewebber IncorporatedBroker
July 1994 - August 1998 · 4 yrs 1 mo
Smith Barney INC.Broker
May 1991 - July 1994 · 3 yrs 2 mos
Lehman Brothers INC.Broker
November 1987 - June 1991 · 3 yrs 7 mos
State Registrations8 states
CACTFLMENHNYTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.