Alan Hughes
Alan Hughes is a ChFC-designated registered investment advisor at Raymond James & Associates, INC., based in Raleigh, NC, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
3515 Glenwood Avenue, Suite 200, Raleigh, NC, 27612
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Regulatory History (1)
Customer Dispute
June 2011Other Business Activities
Alan is a board member at large for the Milburnie Fishing Club since 2020, providing general oversight of the organization's governance. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
American Express Financial Advisors INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.