NA
NA
Nichola Agins
24 Years of Experience
Raleigh, NC
1 DisclosureBroker
Nichola Agins is a registered investment advisor at Raymond James & Associates, INC., based in Raleigh, NC, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
3515 Glenwood Avenue, Suite 200, Raleigh, NC, 27612
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2019 - Present · 7 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2019 - Present · 7 yrs 4 mos
Raymond James & Associates, INC.
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2006 - January 2019 · 12 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - January 2019 · 12 yrs 5 mos
Morgan Stanley
June 2002 - August 2006 · 4 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2002 - August 2006 · 4 yrs 3 mos
First Union Securities, INC.
March 2002 - May 2002 · 2 mos
First Union Securities, INC.Broker
August 2001 - May 2002 · 9 mos
State Registrations22 states
ALAZCOFLGAIAILMAMDMEMNMONCNYOHORPASCTNUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.