Marc Dion
Marc Dion is a CFA-designated registered investment advisor at Morgan Dempsey Capital Management LLC, based in Menomonee Falls, WI, with 22 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 464 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Standard fee for separately managed accounts and wealth management is 0.50% annually, negotiable at the firm's discretion. Unified Managed Account programs typically range from 0.27% to 0.40%.
Fee Estimator
Location
111 Heritage Reserve Suite 200, Menomonee Falls, WI, 53051
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Marc is the Head of the Investment Committee for St. Francis Borgia Catholic Church since 2017. He organizes quarterly meetings and communicates investment recommendations, dedicating minimal time to this role.
Employment History
Current Registrations
Morgan Dempsey Capital Management LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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