Steven Romagna
Steven Romagna is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Menomonee Falls, WI, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
N88 W16447 Main St 3rd Fl Ste 400, [Satellite], Menomonee Falls, WI, 53051
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2004Other Business Activities
Steven has ownership stakes in several investment-related businesses, including Vejc Mill Falls Rentals LLC, Commercial Rental Property, SRTF Tax Prep Services LLC, Romanga Wealth Management Group LLC, Romanga Wealth Management Group LLC 401k, and The IRA Group LLC. He dedicates minimal time to each of these ventures.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.