Douglas Gene Schmitz

Secure Asset Management, L.L.C.

38 Years of Experience

5 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching

Secure Asset Management, L.L.C.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

51 advisors

Number of Clients

4,714 clients

Average Client Portfolio

$189K average

Assets Under Management

$890.0M

Fee Structure

Minimum Investment:None

Location

1220 28th Avenue North, Fargo, ND, 58102

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2024

Settled

Regulatory

May 2023

Final

Customer Dispute

August 2020

Closed-No Action

Customer Dispute

July 2020

Closed-No Action

Customer Dispute

April 2020

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Douglas is an Investment Advisor Representative at Classic Asset Management and Secure Asset Management. He also owns and manages Sunrise Apartments/Townhomes and Front Street Apartments, dedicating a few hours per week to this activity, and is a member of Classic Holdings, LLC.

Employment History

Current Registrations

Secure Asset Management, L.L.C.

June 2024 - Present · 1 yr 8 mos

Aurora SecuritiesBroker

March 2024 - Present · 1 yr 11 mos

Financial Strategies Group

July 2006 - Present · 19 yrs 7 mos

Previous Registrations

Classic, LLCBroker

November 2012 - April 2024 · 11 yrs 5 mos

Northstar Financial Partners, INC.Broker

January 2010 - December 2012 · 2 yrs 11 mos

Fintegra, LLCBroker

October 2007 - December 2009 · 2 yrs 2 mos

Questar Asset Management, INC.

January 2005 - October 2007 · 2 yrs 9 mos

Questar Capital Corporation

January 2003 - December 2005 · 2 yrs 11 mos

Questar Capital CorporationBroker

January 2003 - October 2007 · 4 yrs 9 mos

Multi-Financial Securities Corporation

January 2002 - December 2002 · 11 mos

Multi-Financial Securities CorporationBroker

September 1992 - December 2002 · 10 yrs 3 mos

Walnut Street Securities, INC.Broker

April 1990 - August 1992 · 2 yrs 4 mos

Fsc Securities CorporationBroker

November 1987 - April 1990 · 2 yrs 5 mos

State Registrations7 states

AZCOIAMNNDSDTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.