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CFP
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CFP

Erik O'neill

Northcape Wealth Management
32 Years of Experience
Williamsville, NY
Sells Insurance
View SEC Summary
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Erik O'neill is a CFP-designated registered investment advisor at Northcape Wealth Management, based in Williamsville, NY, with 32 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Divorce Planning, Education Planning, and 6 more. Their firm serves 594 clients with $710M in assets under management.

Northcape Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
594 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$706.1M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum annual fee is 1.50%, negotiable based on engagement complexity and total household assets. Wells Fargo programs have specific rates up to 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

6565 Main Street, Williamsville, NY, 14221

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Erik is a director at Erie & Niagara Insurance, a mutual insurance company, since 1999, dedicating minimal time. He is also an investor in 2Ridge LLC, a patents business, since 2023.

Employment History
Current Registrations
Northcape Wealth Management
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - May 2021 · 13 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - May 2021 · 13 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - January 2008 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - January 2008 · 1 yr 10 mos
Advest, INC.Broker
July 1995 - March 2006 · 10 yrs 8 mos
Salomon Brothers INC.Broker
January 1988 - July 1989 · 1 yr 6 mos
State Registrations2 states
NYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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