LS
LS
Loren Sydney
38 Years of Experience
Boca Raton, FL
1 DisclosureBroker
Loren Sydney is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
1 Town Center Road, 10th Floor, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
July 1996 - Present · 29 yrs 10 mos
Raymond James & Associates, INC.
July 1996 - Present · 29 yrs 10 mos
Raymond James & Associates, INC.Broker
July 1996 - Present · 29 yrs 10 mos
Previous Registrations
Dean Witter Reynolds INC.Broker
October 1994 - June 1996 · 1 yr 8 mos
Prudential Securities IncorporatedBroker
May 1988 - October 1994 · 6 yrs 5 mos
Berkeley Securities CorporationBroker
April 1988 - April 1988 · 0 mos
The Stuart-James Company, INC.Broker
December 1987 - April 1988 · 4 mos
State Registrations20 states
ALAZCACTFLGAINMANCNHNJNYOHORPASCTXVAVTVirgin Islands
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.