KB
KB

Kimberly Byrne

37 Years of Experience
Littleton, CO
1 DisclosureBroker

Kimberly Byrne is a registered investment advisor at UBS Financial Services INC., based in Littleton, CO, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

Littleton, CO

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003
Denied
Employment History
Current Registrations
UBS Financial Services INC.
October 2021 - Present · 4 yrs 7 mos
UBS Financial Services INC.
October 2021 - Present · 4 yrs 7 mos
UBS Financial Services INC.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - September 2021 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - September 2021 · 10 yrs 8 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Securities INC.Broker
June 2000 - May 2001 · 11 mos
Wells Fargo Investments, LLC
January 1999 - January 2011 · 12 yrs
Wells Fargo Brokerage Services, L.L.C.Broker
January 1997 - December 2000 · 3 yrs 11 mos
Aetna Investment Services, INC.Broker
February 1995 - November 1996 · 1 yr 9 mos
Manequity, INC.Broker
March 1990 - December 1994 · 4 yrs 9 mos
Blunt Ellis & Loewi IncorporatedBroker
December 1987 - May 1989 · 1 yr 5 mos
State Registrations31 states
AKAZCACODCFLGAHIIDINKSMAMIMNMTNCNHNJNYOHORPARISCSDTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kimberly Byrne - Financial Advisor | TrueAdvisor