William Fochi
William Fochi is a ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Glastonbury, CT, with 37 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
41-B New London Turnpike, Ste. 301, Glastonbury, CT, 06033
Get directionsHistory
Regulatory History (5)
Regulatory
May 2023Regulatory
October 2021Customer Dispute
December 2020Employment Separation After Allegations
February 2020Regulatory
September 2012Other Business ActivitiesSells Insurance
William owns multiple real estate properties and is an investment advisory representative of an RIA. He is also the owner of Fochi Financial Services LLC and an independent insurance agent, dedicating full-time hours to these activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cantella & CO., INC.
Cantella & CO., INC.Broker
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.