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ChFC
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ChFC

Carl Peterson

Lri Investments
38 Years of Experience
West Hartford, CT
BrokerSells Insurance
View SEC Summary
View SEC Summary

Carl Peterson is a ChFC-designated registered investment advisor at Lri Investments, based in West Hartford, CT, with 38 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 582 clients with $2.8B in assets under management.

Lri Investments
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
582 clients
Average Client Portfolio
$4.8M average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees generally will not exceed 2% of assets under management unless higher complexity or time requirements warrant.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

29 South Main Street, Suite 311, West Hartford, CT, 06107

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carl is involved in several outside business activities, including serving on the board of trustees for a performing arts center and as a board member for M Life Insurance Company and M Financial Holdings, Inc. He is also a principal at Lindberg & Ripple, providing life insurance and investment advisory services, which takes up nearly all of his time.

Employment History
Current Registrations
Lri Investments
April 2024 - Present · 2 yrs 6 mos
M Holdings Securities, INC.Broker
August 2000 - Present · 26 yrs 2 mos
Previous Registrations
M Holdings Securities, INC.
October 2016 - April 2024 · 7 yrs 6 mos
Raymond James Financial Services, INC.Broker
March 1996 - August 2000 · 4 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
March 1989 - October 1995 · 6 yrs 7 mos
Northwestern Mutual Investment Services, INC.Broker
March 1988 - October 1995 · 7 yrs 7 mos
State Registrations16 states
CACTFLGAILINMANCNHNJNYPARITNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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