CP
ChFC
CP
ChFC

Carl James Peterson

37 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingInsurance PlanningDivorce Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
422 clients
Average Client Portfolio
$3.3M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$250K
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Location

3825 Pga Blvd, Suite 303, Palm Beach Gardens, FL, 33410

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carl is involved in several outside business activities, including serving on the board of trustees for a performing arts center and as a board member for M Life Insurance Company and M Financial Holdings, Inc. He is also a principal at Lindberg & Ripple, providing life insurance and investment advisory services, which takes up nearly all of his time.

Employment History
Current Registrations
Lri Investments
April 2024 - Present · 1 yr 10 mos
M Holdings Securities, INC.Broker
August 2000 - Present · 25 yrs 6 mos
Previous Registrations
M Holdings Securities, INC.
October 2016 - April 2024 · 7 yrs 6 mos
Raymond James Financial Services, INC.Broker
March 1996 - August 2000 · 4 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
March 1989 - October 1995 · 6 yrs 7 mos
Northwestern Mutual Investment Services, INC.Broker
March 1988 - October 1995 · 7 yrs 7 mos
State Registrations15 states
CACTFLILINMANCNHNJNYPARITNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Carl James Peterson - Financial Advisor | TrueAdvisor