Tracey Frank is a registered investment advisor, based in Mclean, VA, with 38 years of industry experience.
Location
7901 Jones Branch Dr., Suite 810, Mclean, VA, 22102
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Regulatory History (2)
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Employment Separation After Allegations
July 2004Customer Dispute
May 2003Settled
Other Business Activities
Tracey is an investment advisor representative of Spire Wealth, conducting business through an approved DBA, Strategic Advisors, Inc.
Employment History
Current Registrations
Spire Wealth Management, LLC
October 2009 - Present · 16 yrs 7 mos
Spire Securities, LLC
October 2009 - Present · 16 yrs 7 mos
Spire Securities, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Securities America Advisors, INC.
July 2007 - October 2009 · 2 yrs 3 mos
Securities America, INC.Broker
June 2007 - October 2009 · 2 yrs 4 mos
Brookstreet Capital Management
August 2004 - July 2007 · 2 yrs 11 mos
Brookstreet Securities CorporationBroker
August 2004 - July 2007 · 2 yrs 11 mos
Raymond James Financial Services
May 2000 - July 2004 · 4 yrs 2 mos
Raymond James Financial Services, INC.Broker
January 1999 - July 2004 · 5 yrs 6 mos
Robert Thomas Securities, INCBroker
October 1991 - January 1999 · 7 yrs 3 mos
Vip Financial Companies, INC.Broker
November 1988 - November 1991 · 3 yrs
Pro-Financial Securities, INC.Broker
November 1987 - November 1988 · 1 yr
State Registrations11 states
AZCACOFLIAILLAMDOHTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.