Dave Ondo
Dave Ondo is a CFP, ChFC-designated registered investment advisor at Oneamerica Securities, INC., based in San Pedro, CA, with 38 years of industry experience. Dave operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 2,118 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAmerica Securities (OAS) offers investment management through various programs, including:
- Portfolio Choice Program: Offered through arrangements with Envestnet, Sawtooth, and Lockwood. These programs include Discretionary Management Programs, Separately Managed Account Programs, and Unified Managed Account Programs. OAS representatives do not have discretionary investment authority in these programs.
- Advisor Managed Portfolios (AMP): OAS representatives serve as the account managers on a discretionary basis.
Fees are based on a percentage of the assets managed, generally between 0.25% and 2.00%. The fee is agreed upon by the representative and the client and depends on the account type, investments selected, and assets under management.
Location
411 N Harbor Blvd, Suite 300, San Pedro, CA, 90731
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2016Customer Dispute
August 2012Employment Separation After Allegations
August 2006Customer Dispute
December 2005Other Business ActivitiesSells Insurance
Dave sells non-variable insurance products, including fixed life, fixed annuities, and health insurance. He is also the owner of Hondo 500, Inc, a financial services company.
Employment History
Current Registrations
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Previous Registrations
MML Investors Services, INC.
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.