Cary Schultz is a CFA-designated registered investment advisor at LPL Financial LLC, based in San Pedro, CA, with 14 years of industry experience. Cary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
755 West 9th Street, San Pedro, CA, 90731
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Cary operates Califano Financial Group as a DBA for his LPL business, dedicating full-time hours to it. He also works as a CPA, providing tax preparation and accounting services, spending a few hours per week on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Califano Financial Group
Califano Financial Group
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Patricia Fleming, CFPLPL Financial LLC
- Nina SantichLPL Financial LLC
- Aaron Jewett, CFPOsaic Wealth, INC.
- Rainee Handley, CFPWentworth-Baer Wealth Management
- Deron Dong, CFPHippocratic Financial Advisors
- Jimmy Ramirez, ChFCState Farm Investment Management CORP.