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Chris Mincheff

36 Years of Experience
Sparta, IL
1 DisclosureBroker

Chris Mincheff is a registered investment advisor at LPL Financial LLC, based in Sparta, IL, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1101 N Market St, Sparta, IL, 62286

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Settled
Other Business Activities

Chris operates under Howell Financial Services, Inc., as a DBA for his LPL business. This activity takes a few hours per week during securities trading.

Employment History
Current Registrations
LPL Financial LLC
February 2002 - Present · 24 yrs 3 mos
LPL Financial LLCBroker
May 1998 - Present · 28 yrs
Previous Registrations
Invest Financial CorporationBroker
August 1989 - June 1998 · 8 yrs 10 mos
Sherwood Capital, INC.Broker
February 1988 - March 1988 · 1 mo
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.