MH
MH

Michael Howell

28 Years of Experience
Sparta, IL
2 DisclosuresBroker

Michael Howell is a registered investment advisor at LPL Financial LLC, based in Sparta, IL, with 28 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1101 N Market St, Sparta, IL, 62286

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015
Settled
Customer Dispute
October 2014
Settled
Other Business Activities

Michael is involved in several business activities, including tax preparation/accounting, real estate rental, serving as a board member for a transportation company, and practicing law as an attorney. He also manages an LLC for an office building owned by his daughters and assists a non-profit with financial statements.

Employment History
Current Registrations
LPL Financial LLC
August 1998 - Present · 28 yrs 2 mos
LPL Financial LLCBroker
June 1998 - Present · 28 yrs 4 mos
LPL Financial LLC
June 1998 - Present · 28 yrs 4 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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