CW
ChFC
CW
ChFC

Christopher Worrall

38 Years of Experience
Lakewood, CO
1 DisclosureBrokerSells Insurance

Christopher Worrall is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Lakewood, CO, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Lakewood, CO

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2006
Other Business ActivitiesSells Insurance

Christopher receives trails from non-variable insurance products through Pacific Guardian Life & Genworth since 2000. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
December 2023 - Present · 2 yrs 5 mos
LPL Financial LLCBroker
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
March 2012 - September 2016 · 4 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
March 1988 - January 2002 · 13 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
January 1988 - November 2023 · 35 yrs 10 mos
State Registrations7 states
AZCACOHIMNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Worrall - Financial Advisor | TrueAdvisor