John Mouganis
John Mouganis is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Wexford, PA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7000 Stonewood Dr Ste 150A, Wexford, PA, 15090
Get directionsHistory
Regulatory History (2)
Financial
January 2017Employment Separation After Allegations
August 2008Other Business ActivitiesSells Insurance
John operates Mouganis Financial Services as a DBA for his LPL business, dedicating full-time hours to it. He is also the author of "Schooled in Retirement" and spends minimal time on it, and sells life, long-term care, fixed annuity, and index annuity insurance products through Ash Brokerage, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
NFP Securities, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Janney Montgomery Scott INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.