Michael Whalen
Michael Whalen is a CFP-designated registered investment advisor at LPL Financial LLC, based in Wexford, PA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2000 Corporate Dr #350, Wexford, PA, 15090
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael operates BCR Financial Services, LLC as a DBA for his LPL business and provides financial planning and consulting services through it, dedicating full-time hours to each. He also engages in non-variable insurance activities, spending a few hours per week on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Bcr Financial Services, LLC
Previous Registrations
Osaic Fs, INC.Broker
Osaic Fs, INC.
Waldron Wealth Management
LPL Financial LLC
LPL Financial LLCBroker
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
Mercer Allied CorporationBroker
State Registrations18 states
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