Mark Nichols
Mark Nichols is a registered investment advisor at Charter Advisory Services, LLC, based in Daytona Beach, FL, with 22 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 26 clients with $8.6M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1616 Concierge Blvd, 1st Floor #1234, Daytona Beach, FL, 32117
Get directionsHistory
Regulatory History (2)
Regulatory
July 2003Regulatory
March 2000Other Business ActivitiesSells Insurance
Mark is the President and a Producer at Charter Insurance Brokerage, Inc. since 1998, dedicating nearly full-time hours to marketing and sales. He also manages Foundation Settlement Management Company, LLC, spending minimal time overseeing operations.
Employment History
Current Registrations
Charter Advisory Services, LLC
Previous Registrations
Horter Investment Management, LLC
Direct Capital Securities, INC.Broker
Advantage Investment Strategies, INC.Broker
Linsco/private Ledger CORP.Broker
A. G. Edwards & Sons, INC.Broker
Raymond James & Associates, INC.Broker
Interstate Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.