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Thomas Shankland

Harvest Investment Services, LLC
38 Years of Experience
Oakbrook Terrace, IL
2 DisclosuresSells Insurance
View SEC Summary
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Thomas Shankland is a registered investment advisor at Harvest Investment Services, LLC, based in Oakbrook Terrace, IL, with 38 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,508 clients with $760M in assets under management.

Harvest Investment Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
1,508 clients
Average Client Portfolio
$503K average
Assets Under Management
$758.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K2.80%
$50K - $100K2.75%
$100K - $250K2.50%
$250K - $500K2.25%
$500K - $750K2.00%
$750K - $1.0M2.00%
$1.0M - $1.5M1.75%
$1.5M - $2.0M1.75%
$2.0M - $10.0M1.50%
$10M+1.50%

Fees for accounts over $10,000,000 are negotiable. Accounts with holdings under $50,000 may be assessed a $25 quarterly reporting fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 Transam Plaza Drive, Suite 230, Oakbrook Terrace, IL, 60181-4285

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1996
Final
Regulatory
October 1994
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas owns Shankland Financial Services, an estate and financial planning firm, where he provides financial planning and sells fixed insurance. He also purchases, rents, and sells properties and sells equity indexed annuities, dedicating nearly full-time hours to these activities.

Employment History
Current Registrations
Harvest Investment Services, LLC
January 2014 - Present · 12 yrs 10 mos
Previous Registrations
Investment Advisors
November 1999 - July 2017 · 17 yrs 8 mos
Proequities, INC.Broker
July 1997 - July 2017 · 20 yrs
Mariner Financial Services, INC.Broker
February 1990 - July 1997 · 7 yrs 5 mos
Leadertech Securities, INC.Broker
May 1989 - February 1990 · 9 mos
Nwnl Management CorporationBroker
December 1987 - May 1989 · 1 yr 5 mos
State Registrations2 states
INTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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