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Paul Dearce

37 Years of Experience
Fairfield, CT
Broker

Paul Dearce is a registered investment advisor, based in Fairfield, CT, with 37 years of industry experience.

Location

2150 Post Road, Suite 301, Fairfield, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Herbert J. Sims Capital Management, INC.
September 2021 - Present · 4 yrs 10 mos
Herbert J. Sims & CO, INC.Broker
September 2021 - Present · 4 yrs 10 mos
Previous Registrations
David Lerner Associates, INC.Broker
April 1994 - September 2021 · 27 yrs 5 mos
Reich & CO., INC.Broker
September 1993 - January 1994 · 4 mos
David Lerner Associates, INC.Broker
December 1987 - September 1993 · 5 yrs 9 mos
State Registrations2 states
CTFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.