Herbert J. Sims Capital Management offers investment management and financial planning services to individuals, high-net-worth individuals, trusts, estates, and business entities. The firm manages portfolios across a broad range of asset classes primarily through its Managed Portfolio Program, which utilizes mutual funds, exchange-traded funds, and third-party model managers. Portfolios can be managed with the authority to make trades without asking first or on a non-discretionary basis where the client makes final decisions. Additionally, Herbert J. Sims Capital Management provides financial planning reports and analyses covering cash flows, retirement, insurance, and estate planning upon request. The firm is a wholly owned subsidiary of Herbert J. Sims & Co., Inc., a registered broker-dealer.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.5M | 1.75% |
| $2.5M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are generally subject to negotiation and typically range from 1.25% to 2.50% per year.