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MM
CFP
MM
CFP

Mary Mceachern

Morgan Stanley
38 Years of Experience
Sarasota, FL
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Mary Mceachern is a CFP-designated registered investment advisor at Morgan Stanley, based in Sarasota, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
View Full SEC Brochure

Location

2 North Tamiami Trail, Suite 1100, Sarasota, FL, 34236

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2005
Denied
Customer Dispute
August 2004
Settled
Customer Dispute
November 2002
Denied
Customer Dispute
March 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mary is a sole proprietor/owner of Duncan & Daly LLC, a real estate business in Charleston, South Carolina, since January 2022. She dedicates minimal time to this activity after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
July 2021 - Present · 4 yrs 10 mos
Morgan Stanley
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2012 - July 2021 · 8 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
October 2012 - July 2021 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2006 - October 2012 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - October 2012 · 6 yrs 1 mo
Citigroup Global Markets INC.
May 2000 - September 2006 · 6 yrs 4 mos
Citigroup Global Markets INC.Broker
October 1999 - September 2006 · 6 yrs 11 mos
Painewebber IncorporatedBroker
December 1987 - October 1999 · 11 yrs 10 mos
State Registrations36 states
AZCACOCTDCDEFLGAIDILINKYMAMDMEMIMSMTNCNHNJNMNYOHORPARISCTNTXUTVAVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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