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ChFC
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ChFC

Gerald Garcia

State Farm Investment Management CORP.
34 Years of Experience
Castro Valley, CA
1 DisclosureBrokerSells Insurance
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Gerald Garcia is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Castro Valley, CA, with 34 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.

State Farm Investment Management CORP.
Compensation
Fee-Only (% of Portfolio)
Firm Size
7097 advisors
Number of Clients
3,575 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Minimum Annual Fee:$180
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Castro Valley, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1999
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gerald is an officer at S&G Holdings LLC, involved in real estate, property management, and bookkeeping, and a board member/treasurer for Castro Valley Masonic Temple Association. He also owns Gerald Garcia's Insurance Agency, an insurance agency affiliated with State Farm, taking about half of Gerald's time.

Employment History
Current Registrations
State Farm Investment Management CORP.
December 2021 - Present · 4 yrs 10 mos
State Farm Vp Management CORP.
February 2001 - Present · 25 yrs 8 mos
State Farm Vp Management CORP.Broker
February 2001 - Present · 25 yrs 8 mos
Previous Registrations
State Farm Investment Management CORP.
July 2009 - March 2017 · 7 yrs 8 mos
State Farm Investment Management CORP.
April 2004 - December 2008 · 4 yrs 8 mos
Carillon Investments, INC.Broker
October 1998 - July 1999 · 9 mos
Sentra Securities CorporationBroker
January 1997 - October 1998 · 1 yr 9 mos
American Investors CompanyBroker
May 1996 - December 1996 · 7 mos
The Lincoln National Life Insurance CompanyBroker
April 1988 - June 1994 · 6 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
April 1988 - April 1994 · 6 yrs
Lincoln National Pension Insurance CompanyBroker
April 1988 - January 1989 · 9 mos
State Registrations4 states
AZCANVOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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