Gerald Garcia
Gerald Garcia is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Castro Valley, CA, with 34 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1000K | 0.75% |
| $1M+ | 0.50% |
Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $45 (except as set forth below under “Fee Reductions”). For Accounts that qualify for a reduced Advisory Fee to the lowest Advisory Fee shown on the chart, such Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $18.75.
Fee Estimator
Location
Castro Valley, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 1999Other Business ActivitiesSells Insurance
Gerald is an officer at S&G Holdings LLC, involved in real estate, property management, and bookkeeping, and a board member/treasurer for Castro Valley Masonic Temple Association. He also owns Gerald Garcia's Insurance Agency, an insurance agency affiliated with State Farm, taking about half of Gerald's time.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.
State Farm Vp Management CORP.Broker
Previous Registrations
State Farm Investment Management CORP.
State Farm Investment Management CORP.
Carillon Investments, INC.Broker
Sentra Securities CorporationBroker
American Investors CompanyBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
Lincoln National Pension Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.