Timothy Rich
Timothy Rich is a CFP-designated registered investment advisor at Osaic Advisory Services, LLC, based in Castro Valley, CA, with 28 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 7 more. Their firm serves 29,898 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiated between the advisor and the client. The maximum annual fee allowed is 2.50%. Fees can be billed as flat, linear, or tiered rates.
Fee Estimator
Location
21977 Redwood Rd, Castro Valley, CA, 94546
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy is involved in several outside business activities, including playing bass in a band, owning a hobby farm, volunteering as a church elder, and working as an account manager/advisor/CFP for Arbor Point Advisors and Securities America Advisors. He also facilitates insurance sales through Progressive Asset Management, directing clients to available products when they have insurance needs, dedicating a few hours per week to this.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Arbor Point Advisors
Securities America Advisors, INC.
Securities America, INC.Broker
Financial West Group
Financial West GroupBroker
Portfolio Resources Advisor Group, INC.
Portfolio Resources Group, INC.Broker
Financial West Group
Financial West GroupBroker
Progressive Asset Management, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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