JC
JC

John Carrasquillo

35 Years of Experience
Newport Beach, CA
1 DisclosureBroker

John Carrasquillo is a registered investment advisor at Morgan Stanley, based in Newport Beach, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

800 Newport Center Drive, Suite 500, Newport Beach, CA, 92660

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2001
Denied
Employment History
Current Registrations
Morgan Stanley
September 2025 - Present · 8 mos
Morgan StanleyBroker
September 2025 - Present · 8 mos
Morgan Stanley
September 2025 - Present · 8 mos
Previous Registrations
Strategic Advisers LLC
July 2025 - August 2025 · 1 mo
Fidelity Brokerage Services LLCBroker
June 2025 - August 2025 · 2 mos
Morgan Stanley
September 2023 - May 2025 · 1 yr 8 mos
Morgan StanleyBroker
March 2023 - May 2025 · 2 yrs 2 mos
E*trade Capital Management, LLC
November 2011 - September 2023 · 11 yrs 10 mos
E*trade Securities LLCBroker
May 2011 - September 2023 · 12 yrs 4 mos
Doft & CO., INC.Broker
November 2009 - March 2010 · 4 mos
E*trade Securities LLCBroker
March 2006 - July 2009 · 3 yrs 4 mos
TD Waterhouse Investor Services, INC.Broker
April 2005 - March 2006 · 11 mos
Oppenheimer & CO. INC.Broker
March 2002 - November 2004 · 2 yrs 8 mos
Salomon Smith Barney INC.Broker
July 1993 - March 2002 · 8 yrs 8 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Carrasquillo - Financial Advisor | TrueAdvisor