David Nelson is a registered investment advisor at Morgan Stanley, based in Shrewsbury, NJ, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1030 Broad Street 3rd Floor, Shrewsbury, NJ, 07702
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2013 - Present · 13 yrs 6 mos
Morgan Stanley
January 2013 - Present · 13 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2005 - February 2013 · 7 yrs 5 mos
UBS Financial Services INC.
September 2005 - February 2013 · 7 yrs 5 mos
Citigroup Global Markets INC.
May 2002 - October 2005 · 3 yrs 5 mos
Citigroup Global Markets INC.Broker
June 1989 - October 2005 · 16 yrs 4 mos
Shearson Lehman Hutton INC.Broker
January 1988 - April 1988 · 3 mos
State Registrations31 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.