Geral Smith is a registered investment advisor at Osaic Wealth, INC., based in Rochester, NY, with 32 years of industry experience. Geral operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
110 Linden Oaks, Suite E, Rochester, NY, 14625
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Geral is the Chief Compliance Officer/COO for Ciccarelli Advisory Services Inc. and COO/CCO/OSJ for Park Central LLC, dedicating full-time hours to these investment-related activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Northwestern Mutual Investment Services, LLCBroker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Prudential Securities IncorporatedBroker
Salomon Smith Barney INC.Broker
Citicorp Investment ServicesBroker
Dean Witter Reynolds INC.Broker
State Registrations50 states
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