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JJ
CFP
JJ
CFP

John John

Calton & Associates, INC.
38 Years of Experience
Fallston, MD
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

John John is a CFP-designated registered investment advisor at Calton & Associates, INC., based in Fallston, MD, with 38 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
229 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

705 Old Fallston Road, Suite 105, Fallston, MD, 21047

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2012
Closed-No Action
Customer Dispute
January 2012
Closed-No Action
Customer Dispute
August 2010
Settled
Customer Dispute
September 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is an agent for Davis Life Brokerage and The National Benefit Corp, selling indexed life insurance, annuities, disability, and long-term care insurance, dedicating minimal time to each. He also owns Faith Financial Planners of Maryland, Inc., which is his DBA for all financial planning business, taking nearly full-time hours.

Employment History
Current Registrations
Calton & Associates, INC.
May 2019 - Present · 7 yrs 5 mos
Calton & Associates, INC.Broker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Capital Financial Services, INC.
October 2005 - July 2019 · 13 yrs 9 mos
Capital Financial Services, INC.Broker
October 2005 - July 2019 · 13 yrs 9 mos
Empire Investment Advisors. INC
January 2004 - September 2005 · 1 yr 8 mos
Empire Financial Group, INC.Broker
December 2003 - September 2005 · 1 yr 9 mos
Freedom Asset Management, INC.
January 2003 - January 2004 · 1 yr
Freedom Financial, INC.Broker
November 2002 - November 2003 · 1 yr
Thrivent Investment Management INC.Broker
January 1988 - November 2002 · 14 yrs 10 mos
State Registrations17 states
ALCADEFLGAMDMNNCNENYOHPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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