Marcus Pinnock
Marcus Pinnock is a registered investment advisor at Commonwealth Financial Network, based in Salt Lake City, UT, with 36 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
4525 South Wasatch Blvd., Suite 250, Salt Lake City, UT, 84124
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2014Customer Dispute
August 2009Other Business ActivitiesSells Insurance
Marcus sells fixed insurance products and is a co-owner of Sterling Financial Group, WP Homes LLC, St. Charles Farm House, and Annie's Blue House. He also owns Gil Corporation, Cram, Inc, and is a general partner in Waly Investments, Ltd, dedicating minimal time to each activity.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Meridian Asset Management
Signator Investors, INC.
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
Green Hill Financial Service CorporationBroker
Mutual Benefit Financial Service CompanyBroker
Integrated Resources Equity CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.