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Marcus Pinnock

Commonwealth Financial Network
37 Years of Experience
Salt Lake City, UT
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Marcus Pinnock is a registered investment advisor at Commonwealth Financial Network, based in Salt Lake City, UT, with 37 years of industry experience. Marcus is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4525 South Wasatch Blvd., Suite 250, Salt Lake City, UT, 84124

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2014
Settled
Customer Dispute
August 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Marcus sells fixed insurance products and is a co-owner of Sterling Financial Group, WP Homes LLC, St. Charles Farm House, and Annie's Blue House. He also owns Gil Corporation, Cram, Inc, and is a general partner in Waly Investments, Ltd, dedicating minimal time to each activity.

Employment History
Current Registrations
Commonwealth Financial Network
September 2002 - Present · 24 yrs 1 mo
Commonwealth Financial Network
September 2002 - Present · 24 yrs 1 mo
Commonwealth Financial NetworkBroker
September 2002 - Present · 24 yrs 1 mo
Previous Registrations
Meridian Asset Management
June 2012 - September 2014 · 2 yrs 3 mos
Signator Investors, INC.
November 2001 - October 2002 · 11 mos
Signator Investors, INC.Broker
January 1992 - October 2002 · 10 yrs 9 mos
John Hancock Mutual Life Insurance CompanyBroker
December 1991 - May 1997 · 5 yrs 5 mos
John Hancock Distributors, INC.Broker
December 1991 - January 1992 · 1 mo
Green Hill Financial Service CorporationBroker
June 1990 - December 1991 · 1 yr 6 mos
Mutual Benefit Financial Service CompanyBroker
April 1989 - January 1990 · 9 mos
Integrated Resources Equity CorporationBroker
November 1988 - April 1989 · 5 mos
State Registrations17 states
ARAZCAFLGAIAIDINMAMDMOORTXUTVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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