Michael Leone is a registered investment advisor, based in Plantsville, CT, with 37 years of industry experience.
Location
1143 Meriden Waterbury Turnpike, Plantsville, CT, 06479
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is involved in several outside business activities, including being a board member for PLAN of CT since 1995, secretary and treasurer for Plainville Fish and Game Assoc, owner/partner of Lucas Leone Racing, a tax preparer for Associated Tax Service, and an author. He is also an independent insurance agent for Associated Insurance Benefits LLC, taking about half of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Washington Square Securities, INC.Broker
Main Street Management CompanyBroker
New England SecuritiesBroker
Nutmeg Securities, LTD.Broker
Guardian Investor Services CorporationBroker
Mutual Benefit Financial Service CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.