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Theodore Sangalis

38 Years of Experience
Oak Brook, IL
BrokerSells Insurance

Theodore Sangalis is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oak Brook, IL, with 38 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

2015 Spring Rd Ste 265, Oak Brook, IL, 60523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Theodore may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual. He also owns Seven Palms LLC, an investment property, and serves as treasurer for Legend Trail Community HOA, dedicating minimal time and a few hours per week, respectively, to these roles.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2008 - Present · 17 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
January 1988 - Present · 38 yrs 6 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
January 1988 - January 2002 · 14 yrs
State Registrations27 states
ARAZCACOCTFLGAILINKSKYMAMIMNMONCNJNMNYPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Theodore Sangalis - Financial Advisor | TrueAdvisor