MF
MF
Michael Fink
37 Years of Experience
Centerville, OH
1 DisclosureBroker
Michael Fink is a registered investment advisor at Raymond James & Associates, INC., based in Centerville, OH, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
7887 Washington Village Drive, Suite 100, Centerville, OH, 45459
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2006Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
March 2012 - February 2013 · 11 mos
Morgan Keegan & Company, INC.Broker
March 2012 - February 2013 · 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2012 · 2 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - April 2012 · 2 yrs 10 mos
Citigroup Global Markets INC.
August 2003 - June 2009 · 5 yrs 10 mos
Citigroup Global Markets INC.Broker
August 2003 - June 2009 · 5 yrs 10 mos
Morgan Stanley
August 1999 - August 2003 · 4 yrs
Morgan Stanley Dw INC.Broker
September 1995 - August 2003 · 7 yrs 11 mos
Everen Securities, INC.Broker
September 1990 - September 1995 · 5 yrs
Prescott, Ball & Turben, INC.Broker
April 1988 - September 1990 · 2 yrs 5 mos
State Registrations12 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.