RP
RP
Richard Pecce
38 Years of Experience
Centerville, OH
1 DisclosureBroker
Richard Pecce is a registered investment advisor at Raymond James & Associates, INC., based in Centerville, OH, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
7887 Washington Village Drive, Suite 100, Centerville, OH, 45459
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2011Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2019 - Present · 7 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2009 - May 2019 · 9 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2009 - May 2019 · 9 yrs 11 mos
Stifel, Nicolaus & Company, Incorporated
February 2002 - June 2009 · 7 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2002 - June 2009 · 7 yrs 4 mos
First Union Securities, INC.Broker
October 1999 - February 2002 · 2 yrs 4 mos
First Union Capital Markets CORP.Broker
April 1996 - October 1999 · 3 yrs 6 mos
J.C. Bradford & CO.Broker
October 1992 - April 1996 · 3 yrs 6 mos
Painewebber IncorporatedBroker
November 1989 - October 1992 · 2 yrs 11 mos
Prudential-Bache Securities INC.Broker
February 1988 - November 1989 · 1 yr 9 mos
Prudential-Bache Securities INC.Broker
February 1988 - November 1989 · 1 yr 9 mos
State Registrations30 states
ALAZCACOFLGAIAIDILINKYMAMDMEMIMONCNJNVNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.