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Darren King

B.B. Graham & Company, INC.
38 Years of Experience
Oklahoma City, OK
BrokerSells Insurance
View SEC Summary
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Darren King is a registered investment advisor at B.B. Graham & Company, INC., based in Oklahoma City, OK, with 38 years of industry experience. Darren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 427 clients with $320M in assets under management.

B.B. Graham & Company, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
54 advisors
Number of Clients
427 clients
Average Client Portfolio
$753K average
Assets Under Management
$321.7M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.99%

Annual advisory fee is negotiated based on a percentage of investable assets, not to exceed 2.99%. Current client relationships may have higher or lower fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1900 NW Expressway Suite 1450, Oklahoma City, OK, 73118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Darren is an investment advisor representative at Leonard Investment Advisors, Inc. and an insurance agent at Leonard Agency Inc., selling fixed insurance products, dedicating about 10-20% of his time. Darren also serves as president of C&D Consulting Inc. and owns Del Rey Ventures, LLC, spending minimal time on these activities.

Employment History
Current Registrations
B.B. Graham & Company, INC.Broker
December 2014 - Present · 11 yrs 10 mos
Leonard Investment Advisors INC.
February 2011 - Present · 15 yrs 8 mos
Previous Registrations
Leonard Securities, INCBroker
January 2011 - December 2014 · 3 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2005 - April 2007 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
October 2005 - April 2007 · 1 yr 6 mos
Chase Investment Services CORP.
July 2005 - October 2005 · 3 mos
Chase Investment Services CORP.Broker
July 2005 - October 2005 · 3 mos
Banc One Securities Corporation
November 2002 - July 2005 · 2 yrs 8 mos
Banc One Securities CorporationBroker
September 1998 - July 2005 · 6 yrs 10 mos
Leonard Securities, INCBroker
January 1998 - October 1998 · 9 mos
Century Investment Group IncorporatedBroker
October 1994 - January 1998 · 3 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 1991 - November 1994 · 3 yrs 1 mo
Princor Financial Services CorporationBroker
February 1988 - November 1991 · 3 yrs 9 mos
State Registrations11 states
ARCOFLIAKSKYMNMONMOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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