Scott Hood
Scott Hood is a CFA, CFP-designated registered investment advisor at First Wilshire Securities Management, INC., based in Pasadena, CA, with 33 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 286 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1.0M - $30.0M | 1.50% |
| $30.0M - $50.0M | 1.25% |
| $50M+ | 1.25% |
Fees are negotiable for accounts over $50 million. Custom accounts generally are assessed a lower amount. Accounts held at specific other custodians (Morgan Stanley, Raymond James, RBC, UBS, Wells Fargo) are charged an annual management fee of 1.25%.
Fee Estimator
Location
200 South Los Robles Ave., Suite 620, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott is the President, CEO, and investment portfolio manager of First Wilshire Securities Management, Inc. He also serves as an officer and manager of Lake Street Management, LLC and Mount Wilson Management, LLC, dedicating nearly full-time hours to investment-related activities.
Employment History
Current Registrations
First Wilshire Securities Management, INC.
Previous Registrations
First Wilshire Securities Management, INC.
First Wilshire Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Wilshire Securities Management, INC.Broker
Commonwealth AssociatesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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